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Department of Labor

Responding to a PERM audit without losing the case

Trigger
Random or characteristic-based
Deadline
Stated in the audit letter
Consequence of failure
Denial and possible supervised recruitment

Reviewed

An audit letter is not an accusation. It is a request to produce the file the employer was already required to keep. Cases are lost at this stage almost entirely because that file was assembled after the fact rather than during the process.

What is being asked for

The audit letter specifies what to produce and by when. In substance it is the recruitment record: the prevailing wage determination, the notice of filing and proof of posting, the job order, the print advertisements, the additional recruitment steps for professional positions, and the recruitment report accounting for every U.S. applicant considered.

The recruitment report is where most of the difficulty lives. It must state how many applicants responded, and the lawful, job-related reason each was rejected. Reasons must map to the requirements as stated in the application — not to the hiring manager's preference, and not to requirements that were never advertised.

Where responses fail

  • Missing proof of posting. The internal notice was posted and taken down with nobody photographing it. This is the most common and the most avoidable failure in the entire process.
  • Rejection reasons that do not match the advertised requirements. If the application asked for a bachelor's degree and three years, an applicant cannot be rejected for lacking five.
  • Applicants not actually considered. Where a résumé arrived and no record shows it was reviewed, the recruitment did not test the labour market.
  • Tear sheets that do not exist. Advertisements placed but never documented in the required form.
  • Deadline management. The response window is fixed and unforgiving. It is not long enough to locate documents that were never filed.

Building the file before it is requested

Everything above is solved by treating the recruitment file as a deliverable from the first day rather than as a byproduct.

  1. Photograph the notice of filing in place, with a date, on the day it goes up and the day it comes down.
  2. Save tear sheets, job order confirmations and screenshots at the moment of placement, into a single case folder.
  3. Log every applicant as they arrive, with the review outcome and the reason, written against the advertised requirements.
  4. Have one person own the folder. Distributed ownership is how documents go missing.

A file built this way turns an audit into an afternoon. A file reconstructed under a deadline turns it into a denial and a repeat of the whole cycle — with the 365-day AC21 clock running the entire time.

Questions

Does an audit mean the case will be denied?
No. A properly documented case survives an audit routinely. What an audit does is add months, which is its own cost.
Can the response deadline be extended?
Extensions are not something to plan around. Treat the stated date as fixed.
What is supervised recruitment?
A DOL-directed repeat of the recruitment process under its control. It adds substantial time and is worth avoiding by getting the first attempt right.

General information, not legal advice. Rules and processing practice change; verify against the agency's own published figures and take advice on your own facts.

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